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FG21/3: Advising on pension transfers [pdf]
FG21/3: Advising on pension transfers. -
Updated Imperial College Data - 18 March 2021 [xlsx]
This data shows the Imperial College estimate of infections at the Lower Tier Local Authority (LTLA) level during the early stages of the pandemic. -
FCA response to the Complaints Commissioner's Report: FCA00811 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00811. This PDF was amended on 10 May 2021 to improve accessibility. -
FCA response to the Complaints Commissioner's Report: FCA00884 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00884. This PDF has been amended to improve accessibility. -
Feedback statement: Advising on pension transfers [pdf]
Summary of feedback received to GC20/1 Advising on pension transfers. -
FG21/3: Advising on pension transfers
This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions. -
Authorised Payment Institution (API) licences questions - March 2021
The FCA responds to multiple questions regarding API licences in 2021 and 2020. -
PS21/4: Extension of Annual Financial Crime Reporting Obligation
This PS summarises our proposal to increase the number of firms who need to submit the annual financial crime report, which we refer to as ‘REP-CRIM’. -
Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
PS21/3: Building operational resilience: Feedback to CP19/32 and final rules [pdf]
This Policy Statement (PS) summarises the feedback we received to CP19/32 and our response, and sets out final rules.