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Business interruption test case: Draft transcript consequentials hearing 2 October [pdf]
This is the draft transcript of the consequentials hearing on 2 October 2020 in the Business Interruption insurance test case in the High Court. -
Financial advice firms and Asset Retention Requirements information - October 2020
FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020. -
PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets
This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. -
Financial advice firms and defined benefit transfer permissions information - October 2020
FCA provides information on the number of financial advice firms and defined benefit transfer permissions. -
Number of skilled persons reports commissioned in Q2 2020/21 (July – September 2020) [pdf]
Number of skilled persons reports commissioned in Q2 2020/21 (July – September 2020) -
Debt collection call centres information - October 2020
FCA provides information on debt collection call centres. -
Defined benefit transfer advice review information - October 2020
FCA provides information on the defined benefit transfer advice review. -
Number of UK investment firms and categories information - October 2020
FCA provides information on the number of UK investment firms and by category. -
Enforcement investigations and the Senior Managers Regime information - October 2020
FCA provides information on Enforcement investigations and the Senior Managers Regime. -
Annual Public Meeting 2020: responses to pre-submitted unanswered questions [pdf]
The questions below were submitted prior to the Annual Public Meeting on 24 September 2020, but not answered at the meeting.