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Primary Market Technical Note: Circulation and publication of unapproved documents - December 2019 / Primary Market / TN / 205.2 (Amendment) [pdf]
Primary Market Technical Note: Circulation and publication of unapproved documents - December 2019 / Primary Market / TN / 205.2 (Amendment) -
Primary Market Technical Note: Working capital statements and risk factors - May 2022 / Primary Market / TN / 321.2 (Amendment) [pdf]
Primary Market Technical Note: Working capital statements and risk factors - May 2022 / Primary Market / TN / 321.2 (Amendment) -
Primary Market Procedural note: Additional powers to supervise sponsors - UKLA / PN / 910.2 (Amendment) [pdf]
Primary Market Procedural note: Additional powers to supervise sponsors - UKLA / PN / 910.2 (Amendment) -
Primary Market Technical Note: Sponsor Services: Principles for Sponsors- FCA/TN/710.2 (Amendment) [pdf]
Primary Market Technical Note: Sponsor Services: Principles for Sponsors- FCA/TN/710.2 (Amendment) -
Consumer credit research: credit cards
Find out about our research into credit cards, some key findings into the market and what we will do next. -
How to complete and submit your REP005 High Earners Report [pdf]
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The FCA’s role in preparing for Brexit
Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the -
Confirmation criteria
Find out the criteria you have to meet so that we can grant you confirmation. -
www.privatemarketunlock.uk
www.privatemarketunlock.uk is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Product sales data (PSD) Retail investments 2005-2015 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2015.