Showing 1861 to 1870 of 7864 search results for market watch.

1861. Eligibility for listing – standard depository receipts [docx]

      Primary market

      Published: 05/04/2013

      Last modified: 14/02/2014

      Eligibility for listing – depositary receipts.

1862. CP17/10: Credit card market study: consultation on persistent debt and earlier intervention remedies [pdf]

      Consultation papers

      Published: 03/04/2017

      We are consulting on measures to address persistent credit card debt and require credit card firms to use their data to identify customers at risk of financial difficulties. In this document we also set out details of an industry voluntary agreement

1863. Independence, confidence and fairness

      Speeches

      Published: 04/02/2016

      Last modified: 04/02/2016

      Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

1864. Occasional Paper No. 27: Benchmark regulation and market quality [pdf]

      FCA research

      Published: 03/07/2017

      In this paper, we examine the implications of the benchmark regime change in the interest rate swap market on underlying market conditions.

1865. CP21/34: Improving the Appointed Representatives regime [pdf]

      Consultation papers

      Published: 03/12/2021

      We propose changes to the Appointed Representatives (AR) regime to reduce potential harm to consumers and markets.

1866. CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]

      Consultation papers

      Published: 07/12/2021

      We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers.

1867. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1 [pdf]

      Consultation papers

      Published: 08/10/2018

      We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address

1868. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules [pdf]

      Policy statements

      Published: 05/11/2021

      This policy statement summarises the feedback to CP21/20 and sets out further rules on the regulation of the funeral plans market.

1869. PS21/16: Issuing statutory notices – a new approach to decision makers [pdf]

      Policy statements

      Published: 26/11/2021

      Last modified: 01/12/2021

      We are setting out changes to our Enforcement Guide (EG) and Decisions Procedure and Penalties Manual (DEPP) to streamline our decision‑making and governance to enable us to be more effective and efficient in stopping harm to consumers and markets.

1870. Consultation UKLA Technical Note 203.3 - Compliance with the Listing Principles and Premium Listing Principles [pdf]

      Primary market

      Published: 30/06/2016

      Last modified: 30/06/2016