Showing 3501 to 3510 of 7865 search results for market watch.

3501. Financial Services Regulatory Initiatives Forum - Minutes: April 2026 [pdf]

      Corporate documents

      Published: 19/05/2026

      Financial Services Regulatory Initiatives Forum meeting minutes April 2026. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition and

3502. POATR – cross-reference checklist – PRM Appendix 2 Annex 5 [docx]

      Primary market

      Published: 26/11/2025

      POATR – cross-reference checklist – PRM Appendix 2 Annex 5 – registration document for depository receipts issued over shares.

3503. Cross-reference list – Annex 20: Pro Forma Information [docx]

      Primary market

      Published: 26/04/2019

3504. GC16/6: Primary Market Bulletin No. 16

      Newsletters

      Published: 30/06/2016

      Last modified: 03/09/2016

      GC16/6: Primary Market Bulletin No. 16. Newsletters First published:. 30/06/2016. Last updated: 03/09/2016. ... We summarise our proposals in Primary Market Bulletin No. 16.

3505. Portfolio strategy letter wealth management and stockbroking supervision strategy [pdf]

      Portfolio letters

      Published: 23/07/2019

      This letter sets out FCA's view of the key risks of harm that Wealth Management and Stockbroking firms pose to their customers or the markets in which they operate. Firms should consider whether their firm presents these risks and consider their

3506. FCA statement regarding David John Hobbs

      Statements

      Published: 30/07/2013

      Last modified: 23/11/2021

      On 29 July 2013 the Court of Appeal allowed the FCA’s appeal regarding the Tribunal’s decision of 22 November 2012 not to impose a prohibition order on Mr David John Hobbs.

3507. New Power Gen Ltd T/A Strategy Market

      Warnings

      Published: 20/04/2018

      Last modified: 20/04/2018

      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

3508. Final Notice 2025: Neil Sedgwick Dwane [pdf]

      Final notices

      Published: 23/10/2025

      This Final Notice refers to breaches of market abuse related to Market Abuse Regulation in the Issuer sector. We imposed a financial penalty and prohibition.

3509. Price comparison website: Consumer market research [pdf]

      External research

      Published: 16/07/2014

      Last modified: 16/07/2014

      A programme of qualitative consumer research with consumers around the moment they arrange their insurance through price comparison websites was required to inform this review, and this document summarises the key findings arising from that

3510. FCA launches market study on competition in the mortgage sector

      Press Releases

      Published: 12/12/2016

      Last modified: 10/04/2024

      The FCA launched a market study to consider whether competition in the mortgage sector can be improved to benefit consumers.