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Statutory notices issued by the RDC
Find out more about warning notices and decision notices issued by the Regulatory Decisions Committee (RDC), the documents you’ll receive if you get one, and how to respond. -
FCA publishes Feedback Statement on Distributed Ledger Technology
The FCA has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT). -
The public offer platform - Engagement Paper 5
We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime. -
Related party circular – Closed-ended investment funds [docx]
Circulars (premium listed issuers) forms. -
Eligibility for listing Open-ended investment companies [docx]
Eligibility for listing Open-ended investment companies. -
FCA publishes Annual Report and Accounts 2017/18
The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18. -
Examining the future of anti-money laundering regulations
Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015 -
Markets Analyst (https://markets-analyst.com/)/ Markets-Analysts
Markets Analyst (https://markets-analyst.com/)/ Markets-Analysts is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FSA finalises proposals for the regulation and supervision of benchmarks
The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR). -
Information on ESG Advisory Committee - December 2025
FCA provides information on ESG advisory committee