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Showing 3102 to 3111 of 5167 search results for open finance.

  1. Outlining the FCA’s approach to authorisation

    Speeches

    Published: 15/03/2018

    Last modified: 15/03/2018

    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  2. Final Notice 2017: Collins Ward Capital Management Ltd [pdf]

    Final notices

    Published: 10/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the wealth management and private banking sector. We imposed a cancellation.
  3. Ikon Group (clone of FCA authorised firm)

    Warnings

    Published: 25/02/2015

    Last modified: 21/11/2020

    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  4. Sustainability-linked loans market: 2 years on

    News stories

    Published: 14/08/2025

    Last modified: 05/06/2026

    Sustainability-linked loans (SLLs) remain a useful transition financing tool, and the FCA is encouraged by the progress it's seen in the market since 2023.
  5. Final Notice 2023: Moorland Mayfair Wealth Management [pdf]

    Final notices

    Published: 19/09/2023

    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit
  6. Final Notice 2018: Barrie Price Limited [pdf]

    Final notices

    Published: 02/07/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  7. OBIE letter to Joint Regulatory Oversight Committee, 5 July 2022 [pdf]

    Correspondence

    Published: 09/08/2022

    The Open Banking Implementation Entity's response to our letter on the objectives and expected deliverables of the strategic working group.
  8. Template complaint letter to CMCs or law firms [docx]

    Documents

    Published: 08/06/2026

    If you're unhappy with how a CMC or law firm has handled your motor finance case, you can use our template letter to draft a complaint.
  9. One 2 One Loans (clone)

    Warnings

    Published: 15/07/2016

    Last modified: 15/07/2016

    Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm. Find out more about this ‘clone firm’.
  10. FCA calls for views on social investments

    Press Releases

    Published: 14/12/2015

    Last modified: 04/03/2022

    The FCA is calling for contributions on how regulation is working in relation to the social investment market.
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