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Showing 1021 to 1030 of 1323 search results for primary market bulletin.
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Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. -
The institutionalisation of customer service
Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment -
Eligibility for listing Debt and debt-like securities [docx]
Eligibility for listing Debt and debt-like securities. -
Eligibility for listing Equity shares (shell companies) [docx]
Eligibility for listing Equity shares (shell companies) -
New regime for public offers and admissions to trading
Read more about the new framework that will replace the UK prospectus regime, our work in this area and ways we plan to hear your views. -
Navigating the public disclosure regime as an SME (2 of 2)
This is the second of 2 events that we're hosting to introduce the work of our Primary Market Oversight Department. -
Employees' Share Scheme or Long Term Incentive Scheme - Chapter 13 [doc]
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FCA takes action for contempt of court
On Friday 1 March, The High Court of Justice sentenced Robert John McKendrick to 6 months imprisonment for contempt of court. Mr McKendrick had diverted funds and failed to disclose information about his assets in breach of freezing injunctions -
Practical implications of US law on EU practice
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe. -
FCA and Industry Working Group on interest-only mortgages
We are working with mortgage lenders and administrators to continue its work in the interest-only mortgage market.