Showing 1051 to 1060 of 1323 search results for primary market bulletin.

1051. Premium Listing - Open-Ended Investment Companies - January 2018 [doc]

      Primary market

      Published: 18/01/2018

1052. The FCA’s Business Plan and Priorities

      Speeches

      Published: 16/05/2018

      Last modified: 16/05/2018

      Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

1053. Premium Listing - Closed-ended investment funds [doc]

      Primary market

      Published: 26/04/2019

      Premium Listing - Closed-ended investment funds.

1054. FCA Data Bulletin supplement: April 2016 - Consumer credit: Authorisations [pdf]

      Data

      Published: 21/04/2016

      Last modified: 21/04/2016

      This supplement provides details on the authorisation process for consumer credit firms. In Data Bulletin issues 4 and 5 the FCA published data on the authorisation process for consumer credit firms. In this supplement it provides the key figures as

1055. Related party circular – Closed-ended investment funds [docx]

      Primary market

      Published: 29/07/2024

      Circulars (premium listed issuers) forms.

1056. Eligibility for listing Open-ended investment companies [docx]

      Primary market

      Published: 26/11/2025

      Eligibility for listing Open-ended investment companies.

1057. Surveillance: The FCA's expectations and toolkits

      Speeches

      Published: 07/10/2014

      Last modified: 07/10/2014

      Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

1058. Information on enforcement investigations - December 2024

      FOI releases

      Published: 09/12/2024

      Last modified: 30/01/2025

      FCA provides information on enforcement investigations.

1059. Assessing the value of financial advice

      Speeches

      Published: 04/12/2017

      Last modified: 11/04/2018

      Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

1060. Technical guidelines for the preparation and submission of structured annual financial reports to the FCA [pdf]

      Primary market

      Published: 04/12/2020

      Last modified: 20/03/2025

      Technical guidelines for the preparation and submission of structured annual financial reports to the FCA.