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Showing 1111 to 1120 of 1323 search results for primary market bulletin.
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Liquidity management for investment firms: good practice
The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number -
Sponsor's declaration for transfer of listing: modified transfer process under ukl4 tp2 [docx]
Sponsor form for prospectuses only -
POATR – cross-reference checklist – PRM Appendix 2 Annex 2 [docx]
POATR – cross-reference checklist – PRM Appendix 2 Annex 2 – universal registration document. -
The importance of purposeful anti-money laundering controls
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021. -
Information on dawn raid statistics - December 2025
Information on dawn raid statistics -
PMB 30 technical note: Exemptions from the requirement to produce a prospectus [pdf]
PMB 30 technical note: Exemptions from the requirement to produce a prospectus -
Information on FCA authorisation as a branch - June 2025
The FCA provides information on FCA authorisation as a branch. -
Information on financial crime investigation - March 2024
FCA provides information on financial crime investigation. -
Consumer credit regulation: the journey so far
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
FSA finalises proposals for the regulation and supervision of benchmarks
The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR).