Showing 1181 to 1190 of 1323 search results for primary market bulletin.

1181. Implementing Technology Change

      Multi-firm reviews

      Published: 05/02/2021

      Last modified: 05/02/2021

      This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

1182. Information on prospectus regulation rules - listing rules - February 2025

      FOI releases

      Published: 05/02/2025

      Last modified: 31/03/2025

      FCA provides information on prospectus regulation rules - listing rules.

1183. FCA proposes an end to opt-out selling of insurance add-ons

      Press Releases

      Published: 25/03/2015

      Last modified: 25/03/2015

      The Financial Conduct Authority today announced plans to ban opt-out selling in financial services markets. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

1184. Renaissance at market speed: UK wholesale finance in 2026

      Speeches

      Published: 26/02/2026

      Last modified: 26/02/2026

      Speech by Nikhil Rathi, FCA chief executive, at the Goldman Sachs EMEA Head of Trading conference 2026.

1185. Information on firms selling CFD products - May 2023

      FOI releases

      Published: 22/05/2023

      Last modified: 01/01/2025

      FCA provides information on firms selling CFD products.

1186. FCA finalises rules to improve the protection of client money and custody assets

      Press Releases

      Published: 10/06/2014

      Last modified: 10/06/2014

      The FCA’s client assets rules are built on a framework of primary and secondary legislation (including the relevant insolvency and company law). ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

1187. Information on financial crime investigations - January 2023

      FOI releases

      Published: 11/01/2023

      Last modified: 31/12/2024

      FCA provides information on financial crime investigations.

1188. Cyber and technology resilience in UK financial services

      Speeches

      Published: 27/11/2018

      Last modified: 14/01/2019

      Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.

1189. Admission to trading on a regulated market – Engagement Paper 1

      Calls for input

      Published: 18/05/2023

      Last modified: 12/12/2023

      We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime.

1190. Certificates representing certain securities (depositary receipts) [docx]

      Primary market

      Published: 26/11/2025

      Certificates representing certain securities (depositary receipts)