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Information on retirement income market data 2019/20 release - November 2020
FCA provides information on aggregated retirement income stock data to March 2020. -
FCA publishes the final report of its investment and corporate banking market study
The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. -
CP15/31: Strengthening accountability in banking and insurance: regulatory references
Both regulators delayed making rules in order to reflect on the recommendations of the Fair and Effective Markets Review (FEMR). ... CP15/31: Strengthening accountability in banking and insurance: regulatory references [PDF]. This paper will be of -
Engagement feedback on the new public offers and admissions to trading regime
We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime. -
Regulatory Initiatives Grid - Interim update
This update covers known upcoming publications impacting multiple firms from October 2024 to March 2025, supporting their planning before the next full Grid publication. -
Eligibility for listing Equity shares (international commercial companies secondary listing) [docx]
Eligibility for listing Equity shares (international commercial companies secondary listing) -
Change to aggregate complaints data: first half (H1) of 2013
The follow change was made to the aggregate complaints data from 2013 H1. -
PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses
This policy statement sets out our rules to ban contractual clauses that restrict competition without being clearly beneficial to clients. -
Redress package agreed for consumers mis-sold CPP insurance products
The Financial Conduct Authority has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection -
Monitoring orders and transactions – our expectations of firms
Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum