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Key amendments to each Note [pdf]
Changes to technical and procedural notes. -
Issuer contact details form [docx]
This form is for use by issuers or those acting on their behalf to provide the FCA with contact details as required in the UK Listing Rules (UKLR). -
FCA Data Bulletin September 2018 - underlying data pack [xlsx]
Underlying data for Retirement Income Data Collection October 2015- March 2018. -
UKLA Technical Note 306.2 - Reverse Takeovers [pdf]
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Primary Market Technical Note 340.2 amendment: Profit forecasts and estimates [pdf]
Primary Market Technical Note 340.2 amendment: Profit forecasts and estimates -
Primary Market Technical Note 320.1: Working capital statement - basis of preparationent (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. -
Checklist - Cross-reference list Annex XX (XXX) [doc]
Checklist - Cross-reference list Annex XX (XXX) -
Sponsors - Practical implications of competence requirements for sponsors and applicants [pdf]
Primary Market/TN/715.4 – Sponsors: Practical implications of competence requirements for sponsors and applicants -
Eligibility for listing – Standard Listing (Shares) [doc]
Eligibility for listing – Standard Listing (Shares). -
Technical Supplement – working capital statements in equity prospectuses, prospectuses on certificates representing shares, and circulars during the Coronavirus epidemic [pdf]
The temporary revision of our approach set out in this Technical Supplement allows, in certain circumstances, issuers to disclose in an unqualified working capital statement their key assumptions in relation to business disruption during the