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Showing 801 to 810 of 1323 search results for primary market bulletin.
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UKLA Technical Note: Restriction on transferability [pdf]
If an issuer seeks to list securities they must be free from ‘any restriction on the right of transfer’. -
FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment) [pdf]
FCA Technical Note: Sponsors’ obligations on established procedures - FCA TN 719.1 (Amendment). -
FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) [pdf]
FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (amendment) -
Consultation UKLA Technical Note 311.1 - Discounted share issues and standard of disclosure in circulars [pdf]
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UKLA Technical Note 203.2 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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UKLA Procedural Note 908.2 - decision making and individual guidance processes [pdf]
UKLA Procedural Note 908.2 - decision making and individual guidance processes -
Consultation UKLA Technical Note 210.1 - Cancellation of listing or transfer between listing categories – requests to waive the 20 business day notice period [pdf]
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UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
This Technical Note sets out guidance for sponsors on applying Listing Rule 8.3.5R (1) to their obligations under LR8. -
POATR – cross-reference checklist – PRM Appendix 2 Annex 5 [docx]
POATR – cross-reference checklist – PRM Appendix 2 Annex 5 – registration document for depository receipts issued over shares. -
Checklist - Cross-reference list - Annex XXII (Annex III) [doc]