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2016 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]
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Changes to DTR 2.5: delay in the disclosure of inside information: PS17/2
In this Policy Statement we summarise the feedback we received to the Consultation Paper CP16/38 - DTR 2.5 changes: delay in the disclosure of inside information - and publish the final rules. -
Final Notice 2016: Iain Strang [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
CP16/36: Regulatory reporting: retirement income data [pdf]
We are seeking views on our proposal to introduce two regulatory returns into Chapter 16 of the Supervision manual (SUP 16) to collect data about the retirement income market from providers of retirement income products. -
CP16/37: Implementing information prompts in the annuity market [pdf]
We are seeking views on proposed amendments to our rules in relation to the purchase of products that provide consumers with guaranteed income in retirement (pension annuities). -
Final Notice 2016: Bangla Express Limited [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation. -
Occasional Paper 23 - Technical appendix: Full disclosure: a round-up of FCA experimental research into giving information [pdf]
This is the technical appendix to a paper that describes the results of eight experiments into giving information carried out by the FCA. -
Occasional Paper 23: Full disclosure: a round-up of FCA experimental research into giving information [pdf]
This paper describes the results of eight experiments into giving information carried out by the FCA. -
Occasional Paper No. 23: Full disclosure: a round-up of FCA experimental research into giving information
This paper describes the results of eight experiments into giving information carried out by the FCA. -
Final Notice 2016: Macba Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.