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Final notice summary: Wage Payment and Payday Loans Limited, and Andrew Barry Hart [pdf]
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Final Notice: Steven Smith [pdf]
This final notice refers to breaches of APER 6 and PRIN 3 (knowingly concerned) related to financial crime and a lack of fitness/propriety in the retail bank sector. We imposed a fine and prohibition. -
Final Notice: Sonali Bank (UK) Ltd [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 11 related to culture/governance, failing to be open and co-operative and financial crime in the retail bank sector. We imposed a fine and suspension/restriction. -
Building an inclusive culture infographic summary [pdf]
Building an inclusive culture We value differences in our people and use these to make us a stronger and more effective regulator. -
PS16/23: Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook [pdf]
In October 2015, as part of the Smarter Consumer Communications initiative, we consulted on proposals to remove ineffective disclosure requirements from our Handbook. This Policy Statement summarises the feedback we received about the proposed -
FS16/10: Smarter Consumer Communications [pdf]
This Feedback Statement reports on the themes arising from the responses to our Discussion Paper on Smarter Consumer Communications and sets out our planned work. -
Diversity and inclusion at the FCA: The Women in Finance Charter [pdf]
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Unanswered questions from the Annual Public Meeting 2016 [pdf]
A number of questions were sent in before the Annual Public Meeting. The majority of these were answered on the day. This document provides answers to the questions that we didn’t get to during the meeting. -
Final notice 2016: Mr Adam Harris trading as BM Motors [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Minutes: FCA Board 27 and 28 July 2016 [pdf]