Publications

Showing 12741 to 12750 of 18845 search results.

12741. FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]

       Decision notices

       Published: 27/09/2016

       This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed.

12742. Notice of Decision to Cancel: Murrayfield Management Limited [pdf]

       Cancellation notices

       Published: 27/09/2016

       This decision notice refers to breaches of money laundering regulations 2007 related to failing to be open and co-operative in the trading firm sector. Our view is that a cancellation should be imposed.

12743. Market Watch 51 [pdf]

       Newsletters

       Published: 26/09/2016

       The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

12744. Final Notice: Gemmax Solutions Limited [pdf]

       Final notices

       Published: 22/09/2016

       This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

12745. FCA Handbook Notice 37 [pdf]

       Handbook

       Published: 22/09/2016

       This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority Board under its legislative powers on 22 September 2016, and rules and standard terms also made by the Financial Ombudsman Service on 21

12746. Dear Chair of the Board Letter - Governance compliance review [pdf]

       Correspondence

       Published: 22/09/2016

       To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements.

12747. CRD IV Pillar 2 Summary and Stress Testing Observations [pdf]

       Policy and guidance

       Published: 22/09/2016

       Summary of existing Pillar 2 policy arising from CRD IV and the publication of EBA SREP guidelines.

12748. Dear CEO Letter – FCA’s prudential approach for IFPRU Investment Firms [pdf]

       Dear CEO letters

       Published: 22/09/2016

       To help firms prepare for the Supervisory Review and Evaluation Process (SREP).

12749. Call for Inputs on Big Data in retail general insurance [pdf]

       Feedback statements

       Published: 21/09/2016

       In this Feedback Statement we summarise the responses we have received to our Call for Input on the use of Big Data in retail general insurance, and outline our responses to the issues raised.

12750. Occasional Paper 22: Price discrimination and cross-subsidy in financial services [pdf]

       FCA research

       Published: 21/09/2016

       This paper sets out the key economic principles on price discrimination and cross-subsidy.