Publications

Showing 12831 to 12840 of 18845 search results.

12831. Final notice 2016: Cenkos Securities Plc [pdf]

       Final notices

       Published: 09/08/2016

       Last modified: 09/08/2016

       This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

12832. Final notice 2016: Analyst Investment Management Plc [pdf]

       Final notices

       Published: 09/08/2016

       Last modified: 09/08/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

12833. Final Notice 2016: Hallbrooke Ballymena Limited [pdf]

       Final notices

       Published: 08/08/2016

       Last modified: 08/08/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12834. Final Notice 2016: Jay Bee Automotive Limited [pdf]

       Final notices

       Published: 08/08/2016

       Last modified: 08/08/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12835. Final Notice 2016: Performance Tuning UK Limited [pdf]

       Final notices

       Published: 08/08/2016

       Last modified: 08/08/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12836. Response to the Complaints Commissioner’s Report FCA00151 [pdf]

       Corporate documents

       Published: 08/08/2016

       Last modified: 08/08/2016

12837. Minutes of meeting - Stakeholder Liaison Group - 12 July 2016 [pdf]

       Meeting minutes

       Published: 04/08/2016

       Last modified: 04/08/2016

12838. Occasional Paper 20: Can we predict which consumer credit users will suffer financial distress? [pdf]

       FCA research

       Published: 03/08/2016

       Last modified: 03/08/2016

12839. mer-drg-cross-validation-rules-v12.pdf [pdf]

       Systems information

       Published: 03/08/2016

       Last modified: 04/08/2016

12840. Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]

       Meeting minutes

       Published: 03/08/2016

       Last modified: 03/08/2016

       From the meeting held on 26 May 2016.