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CP16/17: Quarterly Consultation No. 13 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
CP16/17: Quarterly Consultation Paper No. 13
CP16/17: Quarterly Consultation Paper No. 13. Consultation papers First published:. 04/07/2016. Last updated: 12/10/2016. Share page. CP16/17: Quarterly Consultation Paper No. 13. Once a quarter, we consult on proposed miscellaneous amendments to -
Guide to submitting a Delayed Disclosure of Inside Information notification [pdf]
Use this guide to submit a Delayed Disclosure of Inside Information notification. -
Final notice 2016: Russell Blakey [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Cult Racing Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Trevor John Fry [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Consultation UKLA Technical Note 714.2 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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Consultation UKLA Technical Note 502.2 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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Consultation UKLA Technical Note 203.3 - Compliance with the Listing Principles and Premium Listing Principles [pdf]
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Consultation UKLA Technical Note 202.2 - Share buy-backs with mix and match facilities [pdf]