Publications

Showing 12931 to 12940 of 18845 search results.

12931. Consultation UKLA Technical Note 704.3 - The sponsor’s role on working capital confirmations [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 30/06/2016

12932. Consultation UKLA Technical Note 628.2 - Significant change statements [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 30/06/2016

12933. Consultation UKLA Technical Note 522.2 - Disclosure of ‘lock-up’ agreements [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 30/06/2016

12934. Consultation UKLA Technical Note 521.3 - Assessing and handling inside information [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 30/06/2016

12935. Consultation UKLA Technical Note 520.2 - Delaying disclosure/dealing with leaks and rumours [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 30/06/2016

12936. Primary Market Bulletin Issue 16 [pdf]

       Newsletters

       Published: 30/06/2016

       Last modified: 30/06/2016

       As in PMB No 15, we discuss the

12937. PS16/16: FCA regulated fees and levies 2016/17 Including feedback on CP16/9 and 'made rules' [pdf]

       Policy statements

       Published: 30/06/2016

       Last modified: 30/06/2016

       Rules on our 2016/17 regulatory fees and levies for the FCA, the pensions guidance levy, the Financial Ombudsman Service general levy, and the Money Advice Service.

12938. PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation [pdf]

       Policy statements

       Published: 30/06/2016

       Last modified: 30/06/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 16/13 and publish the final rules.

12939. PS16/17: PSR regulatory fees 2016/17 [pdf]

       Policy statements

       Published: 30/06/2016

       Last modified: 30/06/2016

       This document forms the final part of the PSR's annual cycle of fees for 2016/17.

12940. Consultation UKLA Technical Note 306.3 - Reverse takeovers [pdf]

       Primary market

       Published: 30/06/2016

       Last modified: 30/06/2016