Publications
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Drivers & Impacts of Derisking [pdf]
A study of representative views and data in the UK, by John Howell & Co. Ltd. for the Financial Conduct Authority. -
Occasional Paper 17: Access to Financial Services in the UK [pdf]
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Occasional Paper No. 17: Access to Financial Services in the UK
This paper aims to stimulate ideas and foster a culture of access and inclusion throughout retail financial services, that embraces firms, regulators, government and consumer organisations. -
GC16/5: Proposed guidance on wind-down planning [pdf]
We propose to issue a guidance document entitled ‘The FCA’s approach to wind-down planning’, for firms to consider how they could close down their regulated business in an orderly manner, including under stressed conditions. -
GC16/5: Proposed guidance on wind-down planning
GC16/5: Proposed guidance on wind-down planning. Guidance consultations First published:. 23/05/2016. Last updated: 23/05/2016. Share page. GC16/5: Proposed guidance on wind-down planning. We are consulting on our proposals to issue an Approach -
Santander UK plc: List of Regulated Covered Bonds [pdf]
Santander UK plc: List of Regulated Covered Bonds -
Santander UK plc: Programme Designation Attestation [pdf]
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Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]
From the meeting held on 25 April 2016. -
How to complete and submit your REP005 High Earners Report [pdf]
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CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook [pdf]
We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2