Publications

Showing 13031 to 13040 of 18845 search results.

13031. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

       Data

       Published: 04/05/2016

       Last modified: 05/08/2016

       Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

13032. Final notice 2016: El-Essawy Holistic Care Limited [pdf]

       Final notices

       Published: 04/05/2016

       Last modified: 04/05/2016

       This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

13033. Previous complaints data

       Data

       Published: 04/05/2016

       Last modified: 28/08/2026

       Explore complaints data for previous years.

13034. FCA Decision Notice 2016: Money Matcher Limited [pdf]

       Decision notices

       Published: 03/05/2016

       This decision notice refers to the FCA’s belief that Money Matcher Limited (a debt management firm) does not meet the minimum standard for authorisation to carry on regulated activities, due to the FCA’s concerns related to appropriate

13035. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules [pdf]

       Policy statements

       Published: 29/04/2016

       Last modified: 29/04/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/40: Financial Services Compensation Scheme: changes to the Compensation sourcebook and publish the final rules.

13036. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

       Policy statements

       Published: 29/04/2016

       Last modified: 29/04/2016

       PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules. Policy statements First published:. 29/04/2016. Last updated: 29/04/2016. Share page. PS16/14: Financial Services

13037. PS16/13: Implementation of the Market Abuse Regulation, and Handbook amendments [pdf]

       Policy statements

       Published: 28/04/2016

       Last modified: 28/04/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

13038. FCA survey of firms providing financial advice [pdf]

       FCA research

       Published: 28/04/2016

       Last modified: 05/08/2016

       This report summarises the results of a survey of 233 firms active in providing financial advice on retail investment products, carried out in November 2015. The results from this survey informed FAMR and the proposals recommended. Additionally, the

13039. FCA Handbook Notice 32 supplement [pdf]

       Handbook

       Published: 28/04/2016

       Last modified: 28/04/2016

       This document introduces the European Long-Term Investment Funds Regulation (No 2) Instrument 2016 (FCA 2016/34 / FOS 2016/7), which was made by the FCA Board on 21 April 2016. On 27 April 2016, the voluntary jurisdiction rules and standard terms

13040. PS16/13: Implementation of the Market Abuse Regulation

       Policy statements

       Published: 28/04/2016

       Last modified: 13/10/2016

       In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38: