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Final notice 2016: ABC Insolvency Services Limited [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
GC16/4: Primary Market Bulletin No. 14
GC16/4: Primary Market Bulletin No. 14. Newsletters First published:. 27/04/2016. Last updated: 03/09/2016. GC16/4: Primary Market Bulletin No. 14. We are consulting on the following changes that we are proposing to make to the Knowledge Base. This -
The UK Debt Market Forum: Practical measures to improve the effectiveness of UK primary listed debt markets [pdf]
This report outlines the measures we will take as a result of our recent engagement with industry. It highlights developments in primary debt markets the UK Debt Market Forum considered and the issues it discussed. It lays out the proposed package -
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/30: Pension reforms – proposed changes to our rules and guidance) and publish the final rules and guidance. -
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance. Policy statements First published:. 25/04/2016. Last updated: 25/04/2016. Share page. PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance. In -
camp_mtg_0796.mp4 [mp4]
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CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation [pdf]
We are consulting on proposed changes to the Decision Procedure and Penalties Manual and the Enforcement Guide to set out how we will enforce the Market Abuse Regulation. -
FCA Handbook Notice 32 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 21 April 2016. It also contains information about other publications relating to the Handbook and, if -
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation. Consultation papers First published:. 22/04/2016. Last updated: 13/10/2016. Share page. CP16/13: -
Fee calculator final rates [csv]
Fee calculator 2019/20 final rates.