Publications
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Consultation UKLA Technical Note 542.2 - Issuer's obligations [pdf]
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Consultation UKLA Technical Note 550.2 - Trading book exemption [pdf]
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Consultation UKLA Technical Note 551.2 - Aggregation of holdings [pdf]
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Consultation UKLA Technical Note 543.2 - Shareholder obligations [pdf]
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Consultation UKLA Technical Note 548.2 - Market makers [pdf]
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Consultation UKLA Technical Note 549.2 - Asset managers [pdf]
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UKLA Technical Note 308.2 - Related party transactions – Modified requirements for smaller related party transactions [pdf]
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UKLA Technical Note 409.1 - Master-feeder structures [pdf]
UKLA Technical Note 409.1 - Master-feeder structures -
UKLA Technical Note 405.1 - Investment management agreements and independence of the board [pdf]
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UKLA Technical Note 407.1 - Closed-ended investment funds with multiple share classes [pdf]