Publications
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best-execution-breakout-session.pdf [pdf]
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data-publication-breakout-session.pdf [pdf]
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microstructural-issues-breakout-session.pdf [pdf]
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CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)
We are jointly consulting with the PRA on the proposed changes to the Senior Insurance Managers Regime (SIMR) for Swiss general insurers. -
Regulatory sandbox
Regulatory sandbox. Documents First published:. 10/11/2015. Last updated: 09/11/2016. Share page. This report sets out our plans to expand Project Innovate by implementing a regulatory sandbox. It also sets out proposals for how we can work with -
Regulatory sandbox [pdf]
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FCA Final Notice 2015: Highview Financial Services Limited [pdf]
This Final Notice refers to breaches of PRIN 6, PRIN 11, COND, DISP related to Threshold Conditions in the Consumer Credit sector. We imposed a cancellation. -
FCA Handbook Notice 27 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 5 November 2015. It also contains information about other publications relating to the Handbook and, -
PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule Changes [pdf]
The main issues arising from Consultation Paper 15/11 Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule Changes and publish the final rules. -
CP15/36: Future regulatory treatment of CCA regulated first charge mortgages [pdf]