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Final Notice 2015: A A A Insurance Limited [pdf]
This final notice refers to breaches of PRIN 11 related to Threshold Conditions and failing to be open and co-operative in the general insurance and protection. We imposed a cancellation. -
Final Notice 2015: Benbron Solutions Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Financial Advice Market Review (FAMR) Call for input [pdf]
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Minutes: FCA Board 29 & 30 July 2015 [pdf]
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Call for Inputs on competition in the mortgage sector [pdf]
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CP15/31: Strengthening accountability in banking and insurance: regulatory references [pdf]
In partnership with the Prudential Regulation Authority (PRA), we are consulting on proposals for regulatory references as part of the wider package of reforms that aim to improve accountability in banks and insurers. -
Strengthening Accountability in Banking: Senior Managers & Certification Regime slides [pdf]
These slides provide additional information for firms on the regime. They summarise existing information and do not represent formal FCA Guidance. -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers [pdf]
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CP15/31: Strengthening accountability in banking and insurance: regulatory references
CP15/31: Strengthening accountability in banking and insurance: regulatory references. Consultation papers First published:. 06/10/2015. Last updated: 08/12/2015. Share page. CP15/31: Strengthening accountability in banking and insurance: -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers. Policy statements First published:. 06/10/2015. Last updated: 26/05/2016. Share page. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment