Publications

Showing 13791 to 13800 of 18845 search results.

13791. Understanding consumer expectations of the mortgage sales process [pdf]

       External research

       Published: 09/07/2015

       Last modified: 09/07/2015

       A report prepared by ESRO for the Financial Conduct Authority.

13792. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities [pdf]

       Consultation papers

       Published: 07/07/2015

       Last modified: 07/07/2015

13793. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities

       Consultation papers

       Published: 06/07/2015

       Last modified: 07/02/2022

       In this paper we follow up on the feedback that we provided earlier this year in Consultation Paper 15/9: Strengthening accountability in banking: a new regulatory framework for individuals

13794. PS15/17: Pension Wise – recommendation policy [pdf]

       Policy statements

       Published: 03/07/2015

       Last modified: 03/07/2015

13795. PS15/17: Pension Wise – recommendation policy

       Policy statements

       Published: 03/07/2015

       Last modified: 17/08/2021

       In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy.

13796. Final Notice 2015: Oracle Financial Planning [pdf]

       Final notices

       Published: 02/07/2015

       Last modified: 02/07/2015

       This final notice refers to breaches of Threshold Conditions and PRIN 11 related to failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.

13797. Annual Report 2014/15: Innovation Hub statistics [pdf]

       Corporate documents

       Published: 02/07/2015

       Last modified: 02/07/2015

13798. Annual Report 2014/15: Governance structure of the FCA [pdf]

       Corporate documents

       Published: 02/07/2015

       Last modified: 02/07/2015

13799. FCA First Supervisory Notice 2015: Daniel Chandler Limited [pdf]

       Supervisory notices

       Published: 02/07/2015

       Last modified: 02/07/2015

       FCA First Supervisory Notice 2015: Daniel Chandler Limited

13800. Annual Report 2014/15

       Corporate documents

       Published: 02/07/2015

       Last modified: 25/10/2016

       Annual Report 2014/15. Corporate documents First published:. 02/07/2015. Last updated: 25/10/2016. Our Annual Report sets out how we have progressed over the financial year and delivered against our objectives and priorities. This report brings