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Tied Agent Notification Form [docx]
This form should be used to notify the FCA when a UK firm intends to use a tied agent established in the territory of another EEA state. -
Voluntary Application for Imposition of Requirement: Preferred Mortgages Limited [pdf]
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Voluntary Application for Imposition of Requirement: Southern Pacific Mortgage Limited [pdf]
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FSCS Levy Calculation Notes 2015/16 Rates [pdf]
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FCA Data Bulletin supplement: June 2015 - Consumer credit: Authorisations [pdf]
This supplement to the FCA’s Data Bulletin aims to provide insight into the first application period of the 50,000 firms that registered for interim permission before the transfer of regulation of consumer credit from the Office of Fair Trading to -
Final Notice 2015: Minis 4 All Tastes Limited [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
Held on 8 June 2015 -
Warning notice statement 15/2 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 May 2015 proposing to take action in respect of the conduct summarised in this statement. -
Warning notice statement 15/1 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 May 2015 proposing to take action in respect of the conduct summarised in this statement. -
Consumer credit permissions: common misunderstandings [pdf]