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Final Notice 2025: Simon Colin James Olver [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Final Notice 2025: Car KIngdom Ltd Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND 2.5) and the rules set out in rules set out in FEES and SUP. We imposed a cancellation. -
Investment Advice Assessment Tool [xlsx]
Our Investment Advice Assessment Tool -
Application form for an MLR Individual at a cryptoasset business [pdf]
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 – MLR Individual Form -
Retirement income advice: good practice and areas for improvement
This article provides examples of good practice and potential areas for improvement for firms providing retirement income advice. -
PS25/6: Private Intermittent Securities and Capital Exchange System: sandbox arrangements [pdf]
The FCA has published final rules for the sandbox arrangements for new share trading platform, PISCES. -
Notice of Decision 2025: Pick My Motor Holdings Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Kudos Mobility Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Commentary on Mortgage lending statistics Q1 2025
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2025 Q1. -
PS25/6: Private Intermittent Securities and Capital Exchange System: sandbox arrangements
The FCA sets out final rules for PISCES, a new type of private stock market.