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FOI response search results

Showing 1401 to 1410 of 2481 search results.

  1. Statistics on number of senior manager function holders - December 2020

    FOI releases Date of Release: 07/12/2020
    FCA provides statistics on the number of senior management function holders from 2016 to 2020

  2. Statistics provided on number of staff advising on retail Investments - December 2020

    FOI releases Date of Release: 07/12/2020
    FCA provides information on staff advising on retail investments as taken from retail intermediary market report 2019.

  3. Information on active investigations relating to market conduct - December 2020

    FOI releases Date of Release: 05/12/2020
    FCA provides information on the number of active and open investigations relating to market conduct.

  4. Information on pension transfer complaints - December 2020

    FOI releases Date of Release: 01/12/2020
    FCA provides information on complaints around pension transfers.

  5. Information on retirement interest only mortgages - December 2020

    FOI releases Date of Release: 01/12/2020
    FCA provides information on retirement interest only mortgages since they were launched.

  6. Information on firms on the FCA register that have had claims management company authorisation - November 2020

    FOI releases Date of Release: 30/11/2020
    FCA provides information on firms on the FCA register that have had claims management company authorisation.

  7. Information on the number of clone firm warnings issued since 2015 - November 2020

    FOI releases Date of Release: 27/11/2020
    FCA provides information on the number of clone firm warnings issued since 2015.

  8. Information on the currently active list of independent financial advisors - November 2020

    FOI releases Date of Release: 26/11/2020
    FCA provides information on independent financial advisors, number of employees, client assets and other financial information.

  9. Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020

    FOI releases Date of Release: 26/11/2020
    FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences.

  10. Information on number of prosecutions since January 2010 in relation to money laundering offences - November 2020

    FOI releases Date of Release: 26/11/2020
    FCA provides information on number of prosecutions pursued and convictions obtained since January 2010 in relation to money laundering offences.