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FOI response search results

Showing 1441 to 1450 of 2481 search results.

  1. Enforcement investigations and potential breaches of Market Abuse Regulation (MAR) information - October 2020

    FOI releases Date of Release: 14/10/2020
    FCA provides information on enforcement investigations and potential breaches of Market Abuse Regulation (MAR).

  2. Open enforcement investigations information - October 2020

    FOI releases Date of Release: 12/10/2020
    FCA provides information on the number of open enforcement investigations.

  3. Defined benefit transfer advice misconduct investigation information - October 2020

    FOI releases Date of Release: 08/10/2020
    FCA provides information on defined benefit transfer advice misconduct investigation information.

  4. Financial advice firms and Asset Retention Requirements information - October 2020

    FOI releases Date of Release: 06/10/2020
    FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020.

  5. Financial advice firms and defined benefit transfer permissions information - October 2020

    FOI releases Date of Release: 06/10/2020
    FCA provides information on the number of financial advice firms and defined benefit transfer permissions.

  6. Debt collection call centres information - October 2020

    FOI releases Date of Release: 05/10/2020
    FCA provides information on debt collection call centres.

  7. Defined benefit transfer advice review information - October 2020

    FOI releases Date of Release: 05/10/2020
    FCA provides information on the defined benefit transfer advice review.

  8. Number of UK investment firms and categories information - October 2020

    FOI releases Date of Release: 05/10/2020
    FCA provides information on the number of UK investment firms and by category.

  9. Enforcement investigations and the Senior Managers Regime information - October 2020

    FOI releases Date of Release: 05/10/2020
    FCA provides information on Enforcement investigations and the Senior Managers Regime.

  10. Value of income drawdowns and total number of income drawdowns by people aged 55 information - October 2020

    FOI releases Date of Release: 01/10/2020
    FCA provides information on the value of income drawdowns and the total number of income drawdowns by people aged 55.