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FOI response search results

Showing 781 to 790 of 2481 search results.

  1. Information on return of client assets - June 2022

    FOI releases Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.

  2. Information on nonfinancial misconduct and SMCR investigations - June 2022

    FOI releases Date of Release: 14/06/2022
    The FCA provides data on nonfinancial misconduct and SMCR investigations.

  3. Information on sanctions and investigations on climate-related disclosures - June 2022

    FOI releases Date of Release: 14/06/2022
    The FCA provides information regarding sanctions and investigations on climate-related disclosures.

  4. Information on enforcement on SMCR - June 2022

    FOI releases Date of Release: 13/06/2022
    The FCA provides information potential breaches of the SMCR generally and non-financial misconduct specifically.

  5. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI releases Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.

  6. Information on investigations concerning Cum-Ex trades - June 2022

    FOI releases Date of Release: 10/06/2022
    The FCA anwers mutiple questions on investigations relating to Cum-Ex trades.

  7. SM&CR information related to general insurance and protection intermediary firms - June 2022

    FOI releases Date of Release: 10/06/2022
    The FCA provides data on the Senior Managers and Certification Regime (SMCR), in respect of: general insurers and general insurance intermediaries.

  8. Data on lifetime mortgages sold in Q1 2022 - June 2022

    FOI releases Date of Release: 08/06/2022
    The FCA provides data on lifetime mortgages sold in Q1 2022.

  9. Information on enforcement investigations under SMR - June 2022

    FOI releases Date of Release: 06/06/2022
    The FCA answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime.

  10. Data on enforcement investigations, including into senior managers - June 2022

    FOI releases Date of Release: 06/06/2022
    The FCA answers mutiple questions regarding enforcement investigations, including into Senior Managers.