FOI response search results
Showing 801 to 810 of 2481 search results.
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Information on non-financial misconduct and financial misconduct allegations - May 2022
The FCA provides information on the types of allegations received by its whistleblowing team. -
Information on authorisation of Claims Management Companies - May 2022
The FCA provides information on the authorisation of Claims Management Companies. -
Information on insider dealing and breaches of the FCA Handbook - May 2022
The FCA provides information on Number of people sanctioned, fined, reprimanded or excluded for breaching FCA Handbook Rules and insider dealing. -
Data on lifetime mortgages sales 2021 and 2022 by gross interest - May 2022
The FCA provides data for ifetime mortgages sales 2021 and 2022 by gross interest. -
Stephen Braviner Roman allowances and expenses: April 2021 - March 2022 [pdf]
Summary of allowances and expenses claimed by Stephen Braviner Roman, including hospitality given outside the FCA. -
Hospitality and gifts log, January – March 2022 [pdf]
Hospitality and gifts received by the FCA’s Chairman, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
Sarah Pritchard, diary engagements, January – March 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Charles Randell, diary engagements, January – March 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Nikhil Rathi, diary engagements, January – March 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Jessica Rusu, diary engagements, January – March 2022 [pdf]
External meetings (excludes meetings with regulated firms).