Publications

Showing 141 to 150 of 286 search results.

141. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

     Data

     Published: 02/11/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

142. Complaints Data Analysis: 2017 H1 [pdf]

     Data

     Published: 23/10/2017

     This analysis looks at the aggregate complaints data for 2017 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.

143. Aggregate complaints data to 2017 H1 [xlsx]

     Data

     Published: 23/10/2017

     Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress.

144. Firm level complaints data 2017 H1 [xlsx]

     Data

     Published: 23/10/2017

     Firm level complaints data 2017 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

145. Financial Lives Survey 2017: Data Tables: Volume 18 - Guidance [xlsx]

     Data

     Published: 18/10/2017

     Last modified: 20/06/2018

     This volume of tables contains questions on: guidance. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate.

146. Financial Lives Survey 2017: Data Tables: Volume 10 - Advice 1 [xlsx]

     Data

     Published: 18/10/2017

     Last modified: 20/06/2018

     This volume of tables contains questions on: Advice 1 (have received regulated advice in last 12 months about investments, saving into a pension or retirement planning). The Financial Lives Survey 2017 is a tracking study designed to provide the FCA

147. Financial Lives Survey 2017: Data Tables: Volume 11 - Advice 2 [xlsx]

     Data

     Published: 18/10/2017

     Last modified: 20/06/2018

     This volume of tables contains questions on: Advice 2 (have not had regulated advice in last 12 months about investments, saving into a pension or retirement planning, but might need it). The Financial Lives Survey 2017 is a tracking study designed

148. Financial Lives Survey 2017: Data Tables: Volume 7 - Pension accumulation [xlsx]

     Data

     Published: 18/10/2017

     Last modified: 20/06/2018

     This volume of tables contains questions on: pension accumulation. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate.

149. Financial Lives Survey 2017: Data Tables: Volume 9 - Pension decumulation 2 [xlsx]

     Data

     Published: 18/10/2017

     Last modified: 20/06/2018

     This volume of tables contains questions on: Pension decumulation 2 (decumulated in last 2 years). The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail

150. Financial Lives Survey 2017: Data Tables: Volume 20 - Custom tables [xlsx]

     Data

     Published: 18/10/2017

     Last modified: 20/06/2018

     This volume of tables contains questions on: regulated advice, general insurance cross product holdings, gender, retirement income, switching day to day accounts. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with