Publications

Showing 131 to 140 of 655 search results.

131. MIFIDPRU 3.3.3(1)R application: permission to classify an issuance of capital instruments [docx]

     Forms

     Published: 28/07/2021

     Last modified: 30/11/2021

     Application under MIFIDPRU 3.3.3(1)R for permission to classify an issuance of capital instruments as common equity tier 1 (CET1) capital.

132. Application for Authorisation MIFIDPRU Supplement Form [docx]

     Forms

     Published: 27/07/2021

     Last modified: 02/03/2026

     Application for Authorisation. MIFIDPRU Supplement Form

133. Application under MIFIDPRU 2.4.17R for permission to apply the group capital test to an investment firm group instead of prudential consolidation [docx]

     Forms

     Published: 27/07/2021

     Last modified: 30/11/2021

     Application under MIFIDPRU 2.4.17R for permission to apply the group capital test to an investment firm group instead of prudential consolidation

134. Application under MIFIDPRU 2.5.34R(2) for permission to use offsetting positions when calculating K-NPR on a consolidated basis [docx]

     Forms

     Published: 27/07/2021

     Last modified: 30/11/2021

     Application under MIFIDPRU 2.5.34R(2) for permission to use offsetting positions when calculating K-NPR on a consolidated basis

135. Application under MIFIDPRU 2.5.19R for exemption from consolidated liquidity requirements. [docx]

     Forms

     Published: 27/07/2021

     Last modified: 30/11/2021

     Application under MIFIDPRU 2.5.19R for exemption from consolidated liquidity requirements.

136. Application for Authorisation MIFIDPRU Supplement Form - Notes [docx]

     Forms

     Published: 27/07/2021

     Last modified: 02/03/2026

     Application for Authorisation MIFIDPRU Supplement Form - Notes

137. IIndividual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups [docx]

     Forms

     Published: 27/07/2021

     Last modified: 30/11/2021

     Individual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups

138. Guidance on NPPR Connect notifications [docx]

     Forms

     Published: 16/07/2021

     Guidance on NPPR Connect notifications.

139. Funeral plan trustee details document template [xlsx]

     Forms

     Published: 05/07/2021

     Funeral plan trustee details document template

140. Remuneration Policy Statement (RPS) Table for AIFMs [xlsx]

     Forms

     Published: 01/06/2021

     Use this table to keep a record of AIFM Remuneration Code Staff identified for the current performance year, as required ESMA guidelines on remuneration policies under the AIFMD.