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Primary Market Technical Note: Supplementary prospectuses [pdf]
Primary Market Technical Note: Supplementary prospectuses -
MiFID Annex for VOP Application Notes [docx]
MiFID Annex for VOP Application Notes -
Information on the cost of the investigation into Collateral UK Ltd - May 2022
The FCA provides data on the cost of the investigation into Collateral UK Ltd. -
Information on collection of fines 2019 - 2021 - May 2022
The FCA provides data on fines issued between 2019 - 2021. -
Information on enforcement investigations into senior managers - May 2022
The FCA answers questions multiple questions on enforcement investigations into senior managers. -
DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion [pdf]
Our vision on how to make the UK an attractive place for firms and investors -
Information on Authorisations denied - May 2022
The FCA provides data on denied authorisations. -
Information on enforcement investigations into Senior Managers - May 2022
The FCA responds to multiple questions on enforcement investigations into Senior Managers. -
DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion
This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change. -
Information on financial promotions quarterly data - May 2022
The FCA provides additional data on the Financial promotions quaterly data 2022 Q1.