Publications

Showing 6061 to 6070 of 18806 search results.

6061. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion [pdf]

      Discussion papers

      Published: 26/05/2022

      Our vision on how to make the UK an attractive place for firms and investors

6062. Information on Authorisations denied - May 2022

      FOI releases

      Published: 26/05/2022

      Last modified: 25/10/2022

      The FCA provides data on denied authorisations.

6063. Information on enforcement investigations into Senior Managers - May 2022

      FOI releases

      Published: 26/05/2022

      Last modified: 25/10/2022

      The FCA responds to multiple questions on enforcement investigations into Senior Managers.

6064. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion

      Discussion papers

      Published: 26/05/2022

      Last modified: 17/08/2022

      This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change.

6065. Information on financial promotions quarterly data - May 2022

      FOI releases

      Published: 26/05/2022

      Last modified: 25/10/2022

      The FCA provides additional data on the Financial promotions quaterly data 2022 Q1.

6066. DBAAT training material: Case study [pdf]

      Documents

      Published: 25/05/2022

      Case study from two day training material for Defined Benefit Advice Assessment Tool (DBAAT)

6067. Regulatory Initiatives Grid - May 2022 [pdf]

      Corporate documents

      Published: 25/05/2022

      This grid is produced by the Financial Services Regulatory Initiatives Forum. This fifth edition of the Grid contains a range of themes including climate and sustainability, diversity and inclusion (D&I), innovation, wholesale financial markets, and

6068. DBAAT two day training course material [pdf]

      Documents

      Published: 25/05/2022

      Two day training course material on the Defined Benefit Advice Assessment Tool (DBAAT)

6069. Regulatory Initiatives Grid - May 2022 Excel version [xlsx]

      Corporate documents

      Published: 25/05/2022

      This Excel version of the fifth edition of the grid is produced by the Financial Services Regulatory Initiatives Forum.

6070. Financial Services Regulatory Initiatives Forum - Minutes: May 2022 [pdf]

      Meeting minutes

      Published: 25/05/2022

      Financial Services Regulatory Initiatives Forum meeting minutes May 2022. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition and