Publications

Showing 6891 to 6900 of 18813 search results.

6891. MIFIDPRU 3.3.3(1)R application: permission to classify an issuance of capital instruments [docx]

      Forms

      Published: 28/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 3.3.3(1)R for permission to classify an issuance of capital instruments as common equity tier 1 (CET1) capital.

6892. Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity [pdf]

      Dear CEO letters

      Published: 28/07/2021

      Dear CEO letter: SME Lending - our expectations of firms in reporting BBLS fraudulent activity

6893. Application for Authorisation MIFIDPRU Supplement Form [docx]

      Forms

      Published: 27/07/2021

      Last modified: 02/03/2026

      Application for Authorisation. MIFIDPRU Supplement Form

6894. Application under MIFIDPRU 2.4.17R for permission to apply the group capital test to an investment firm group instead of prudential consolidation [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 2.4.17R for permission to apply the group capital test to an investment firm group instead of prudential consolidation

6895. Application under MIFIDPRU 2.5.34R(2) for permission to use offsetting positions when calculating K-NPR on a consolidated basis [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 2.5.34R(2) for permission to use offsetting positions when calculating K-NPR on a consolidated basis

6896. Application under MIFIDPRU 2.5.19R for exemption from consolidated liquidity requirements. [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 2.5.19R for exemption from consolidated liquidity requirements.

6897. IIndividual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Individual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups

6898. Application for Authorisation MIFIDPRU Supplement Form - Notes [docx]

      Forms

      Published: 27/07/2021

      Last modified: 02/03/2026

      Application for Authorisation MIFIDPRU Supplement Form - Notes

6899. PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules [pdf]

      Policy statements

      Published: 27/07/2021

      Our final rules aim to provide more flexibility to larger SPACs, provided they embed certain features that promote investor protection and the smooth operation of our markets

6900. Data provided on Google Ad words - July 2021

      FOI releases

      Published: 27/07/2021

      Last modified: 25/10/2022

      The FCA provides data on Google ad words from 2018 - 2021.