Publications

Showing 6891 to 6900 of 18811 search results.

6891. Application under MIFIDPRU 2.4.17R for permission to apply the group capital test to an investment firm group instead of prudential consolidation [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 2.4.17R for permission to apply the group capital test to an investment firm group instead of prudential consolidation

6892. Application under MIFIDPRU 2.5.34R(2) for permission to use offsetting positions when calculating K-NPR on a consolidated basis [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 2.5.34R(2) for permission to use offsetting positions when calculating K-NPR on a consolidated basis

6893. Application under MIFIDPRU 2.5.19R for exemption from consolidated liquidity requirements. [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Application under MIFIDPRU 2.5.19R for exemption from consolidated liquidity requirements.

6894. IIndividual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Individual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups

6895. Application for Authorisation MIFIDPRU Supplement Form - Notes [docx]

      Forms

      Published: 27/07/2021

      Last modified: 02/03/2026

      Application for Authorisation MIFIDPRU Supplement Form - Notes

6896. PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules [pdf]

      Policy statements

      Published: 27/07/2021

      Our final rules aim to provide more flexibility to larger SPACs, provided they embed certain features that promote investor protection and the smooth operation of our markets

6897. Data provided on Google Ad words - July 2021

      FOI releases

      Published: 27/07/2021

      Last modified: 25/10/2022

      The FCA provides data on Google ad words from 2018 - 2021.

6898. Portfolio letter: Platforms Portfolio strategy update [pdf]

      Portfolio letters

      Published: 26/07/2021

      Portfolio letter: Platforms Portfolio strategy update

6899. PS21/9: Implementation of Investment Firms Prudential Regime [pdf]

      Policy statements

      Published: 26/07/2021

      This policy statement is about the UK Investment Firm Prudential Regime (IFPR), a single prudential regime for all FCA investment firms that simplifies our current approach.

6900. Final Notice 2021: Quality Cars Poole Limited [pdf]

      Final notices

      Published: 26/07/2021

      This final notice (Quality Cars Poole Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the consumer credit sector. We refused the firm’s application for authorisation