Publications
Search results
Showing 7791 to 7800 of 18816 search results.
-
Contractual run-off notification form [docx]
Form to notify us of entry into the contractual run-off regime within the UK’s financial services contracts regime. -
Direction: FSMA applications [pdf]
Direction stating that firms in the UK’s temporary permissions regime should not submit an application for full authorisation in the UK until told by the FCA to do so. -
CRAs application for certification (notes) [docx]
Application for certification notes for credit rating agencies (CRAs). -
Direction: no s.272 applications [pdf]
Direction stating that fund managers should not submit an application for the full recognition of a fund in the UK’s temporary marketing permission regime under FSMA s.272 until told by the FCA to do so. -
Notification form: EEA ECD firms [pdf]
This form allows EEA ECD firms to notify us that your firm is using the ECD run-off regime. -
Notification following entry into contractual run-off (FSMA) [pdf]
Direction covering the notification to the FCA of an EEA firm’s entry into the contractual run-off regime within the UK’s financial services contracts regime. -
Benchmarks administrator notification form [docx]
Equivalence notification -
Direction: ECD run-off [pdf]
Notification following entry into ECD run-off. -
Transitional direction for the derivatives trading obligation [pdf]
FCA transitional direction for the derivatives trading obligation -
Benchmark schedule form equivalence [xlsx]
Benchmark schedule form equivalence