Publications

Showing 7791 to 7800 of 18814 search results.

7791. Direction: no s.272 applications [pdf]

      Handbook

      Published: 31/12/2020

      Direction stating that fund managers should not submit an application for the full recognition of a fund in the UK’s temporary marketing permission regime under FSMA s.272 until told by the FCA to do so.

7792. Notification form: EEA ECD firms [pdf]

      Forms

      Published: 31/12/2020

      This form allows EEA ECD firms to notify us that your firm is using the ECD run-off regime.

7793. Notification following entry into contractual run-off (FSMA) [pdf]

      Handbook

      Published: 31/12/2020

      Direction covering the notification to the FCA of an EEA firm’s entry into the contractual run-off regime within the UK’s financial services contracts regime.

7794. Benchmarks administrator notification form [docx]

      Published: 31/12/2020

      Equivalence notification

7795. Direction: ECD run-off [pdf]

      Handbook

      Published: 31/12/2020

      Notification following entry into ECD run-off.

7796. Transitional direction for the derivatives trading obligation [pdf]

      Handbook

      Published: 31/12/2020

      FCA transitional direction for the derivatives trading obligation

7797. Benchmark schedule form equivalence [xlsx]

      Published: 31/12/2020

      Benchmark schedule form equivalence

7798. Explanatory note for the transitional direction for the derivatives trading obligation [pdf]

      Handbook

      Published: 31/12/2020

      Explanatory note for the transitional direction for the derivatives trading obligation

7799. Full-scope Gibraltar alternative investment fund managers (AIFMs) marketing funds under Regulation 57 [docx]

      Published: 31/12/2020

      National Private Placement Regime – marketing notification form

7800. NPPR Guidance Note - marketing notification form for full-scope Gibraltar AIFMs [pdf]

      Published: 31/12/2020

      Marketing funds under Regulation 57