Publications

Showing 62 to 71 of 291 search results for mifid.

62. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

63. Market Watch 72

    Newsletters

    Published: 11/01/2023

    Last modified: 11/01/2023

    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

64. Consumer Investments Strategy – 1 year update

    Corporate documents

    Published: 18/10/2022

    Last modified: 03/12/2025

    The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

65. Market Watch 70

    Newsletters

    Published: 03/10/2022

    Last modified: 03/10/2022

    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

66. Trade transparency and market liquidity data 2021/22

    Data

    Published: 19/07/2022

    Last modified: 19/07/2022

    The FCA's summarises its findings on its interventions on trade transparency in 2021/22.

67. mifid-intragroup-notification-for-change-in-controller.doc [doc]

    Forms

    Published: 27/06/2022

    Last modified: 17/01/2025

    mifid-intragroup-notification-for-change-in-controller.doc

68. MiFID Annex for VOP Application Notes [docx]

    Forms

    Published: 27/05/2022

    Last modified: 27/05/2022

    MiFID Annex for VOP Application Notes

69. Information on transaction reporting under MiFIR - May 2022

    FOI releases

    Published: 11/05/2022

    Last modified: 25/10/2022

    The FCA answers questions regarding transaction reporting under MiFIR.

70. MiFID Transparency Waiver Form [docx]

    Forms

    Published: 07/04/2022

    MiFID Transparency Waiver Form

71. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers

    Published: 04/03/2022

    Last modified: 25/08/2022

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

72. Application under MIFID 4-11-9r additional firm questions [docx]

    Forms

    Published: 11/02/2022

    Application under MiFID 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352 of