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Final Notice 2019: London Health And Wellness Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Letter to CMA regarding CMA Market Investigation: Investment Consultancy and Fiduciary Management Services [pdf]
On 21 February 2019, Christopher Woolard wrote to John Wotton from the Competition and Markets Authority to explain how we will respond to the recommendations in the CMA's report on investment consultancy and fiduciary management services. This -
Credit rating agency registration form notes [docx]
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Credit rating agencies - registration conversion direction [pdf]
Direction – Notification under Regulation 36 of The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019, for registration conversion by a credit rating agency. -
Credit rating agencies - certification conversion direction [pdf]
Direction – Notification under Regulation 42 of The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019, for certification of a credit rating agency -
Credit rating agencies - registration direction advance application [pdf]
Direction - Advance application under Regulation 24 of The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019, for registration as a credit rating agency -
Credit rating agencies - registration form advance application [docx]
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Credit rating agencies - registration form on-going applications [docx]
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Final Notice 2019: Dean Woods [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Adam Struzynski [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.