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  1. Final Notice 2019: Leigh Waterfield [pdf]

    Final notices

    Published: 22/02/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Primary Market Bulletin Issue 21 [pdf]

    Newsletters

    Published: 22/02/2019

    In this edition, we advise market makers and issuers of new regulatory obligations that they will need to

  3. Final Notice 2019: Ben John Kelly [pdf]

    Final notices

    Published: 22/02/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Forest Auto Sales (Jonathan Townsend trading as) [pdf]

    Final notices

    Published: 22/02/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Andrew Bailey – Chief Executive Officer: External, Board & Executive Committee Meetings [pdf]

    FOI releases

    Published: 22/02/2019

  6. Charles Randell – Chairman: External, Board & Executive Committee Meetings [pdf]

    FOI releases

    Published: 22/02/2019

  7. Christopher Woolard – Executive Director of Strategy & Competition: External, Board & Executive Committee Meetings [pdf]

    FOI releases

    Published: 22/02/2019

  8. Conversion to a company form [docx]

    Forms

    Published: 21/02/2019

    Conversion to a company form

  9. Recording a charge form [docx]

    Forms

    Published: 21/02/2019

    Recording a charge form

  10. Request to cancel form [docx]

    Forms

    Published: 21/02/2019

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