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Final Notice 2019: Globe Auto Sales Ltd [pdf]
This final notice (Globe Auto Sales Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Research Note: Does the growth of passive investing affect equity market performance? [pdf]
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Research Note: Does the growth of passive investing affect equity market performance?
In this Research Note we review the recent academic research on the impact of the growth of passive investing on market efficiency and market effectiveness. -
Primary Market Bulletin Issue 20 [pdf]
This edition of the FCA’s Primary Market Bulletin covers retiring use of the name UK Listing Authority (UKLA), debt market survey results, our new online portal for submissions, Brexit and prospectus regulation updates, distributable reserves for -
FCA/TN/602.2 [pdf]
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FCA/TN/541.2 [pdf]
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FCA/TN/340.2 [pdf]
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FCA/TN/315.1 [pdf]
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FCA/TN/635.1 [pdf]
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FCA/TN/202.2 [pdf]