Publications

Showing 10501 to 10510 of 18821 search results.

10501. Final Notice 2018: Vitality Optical Care Ltd [pdf]

       Final notices

       Published: 21/09/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10502. Final Notice 2018: M and M Supplies (Willas McAdam trading as) [pdf]

       Final notices

       Published: 21/09/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10503. Final Notice 2018: John Davies Car Sales (John Davies trading as) [pdf]

       Final notices

       Published: 21/09/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10504. Final Notice 2018: Christopher Dwane Michael Fletcher [pdf]

       Final notices

       Published: 21/09/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10505. Final Notice 2018: William Joseph Elvin [pdf]

       Final notices

       Published: 21/09/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10506. Final Notice 2018: Vehicle Contract Solutions (Roy Ulliott Trading as) [pdf]

       Final notices

       Published: 21/09/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

10507. CP18/26: Claims management companies: how we propose to apply the Senior Managers and Certification Regime [pdf]

       Consultation papers

       Published: 20/09/2018

       This Consultation Paper (CP) sets out the draft rules and guidance for CMCs relating to the SM&CR. The proposed rules would apply to CMCs serving customers in, or constituted under the laws of, England and Wales or Scotland.

10508. Final Notice 2018: Alistair Rae Burns [pdf]

       Final notices

       Published: 20/09/2018

       This Final Notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. We imposed a fine and a prohibition.

10509. PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies

       Policy statements

       Published: 20/09/2018

       Last modified: 29/03/2019

       This Policy Statement outlines how we will apply our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs) and their staff. The regime aims to strengthen individual accountability in the firms we regulate and raise

10510. Andrew Bailey's allowances and expenses: April 2018 - March 2019 [pdf]

       FOI releases

       Published: 19/09/2018

       Last modified: 19/02/2020

       Summary of allowances and expenses claimed by Andrew Bailey, Chief Executive Officer, including hospitality given outside of the FCA.