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  1. CP18/24: Quarterly Consultation Paper No 22

    Consultation papers

    Published: 07/09/2018

    Last modified: 12/04/2019

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  2. Data Bulletin: September 2018 - Retirement income market

    Data

    Published: 06/09/2018

    Last modified: 12/07/2019

    This issue of the Data Bulletin focuses on the latest trends in the retirement income market collected through our Retirement Income Data Request (RIDR).

  3. Data Bulletin: September 2018 - Retirement income market [pdf]

    Data

    Published: 06/09/2018

    This issue of the Data Bulletin focuses on the latest trends in retirement income market.

  4. FCA Data Bulletin September 2018 - underlying data pack [xlsx]

    Data

    Published: 06/09/2018

    Underlying data for Retirement Income Data Collection October 2015- March 2018.

  5. FCA - TPR Pension Scams TV Ad Transcriptions [docx]

    Documents

    Published: 06/09/2018

  6. Advice on Pension Transfers (CP17/16 and PS18/6) [pdf]

    Impact assessments

    Published: 06/09/2018

  7. The FCA’s response to the Complaints Commissioner’s Report FCA00474 [pdf]

    Corporate documents

    Published: 04/09/2018

  8. Final Notice 2018: John Lawrence Radford [pdf]

    Final notices

    Published: 30/08/2018

    This final notice refers to breaches of APER 6, APER 7 and CASS relating to client money/assets and lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and prohibition.

  9. Final Notice 2018: One Call Insurance Services Limited [pdf]

    Final notices

    Published: 30/08/2018

    This final notice refers to breaches of PRIN 10 and CASS relating to client money/assets in the general insurance and protection sector. We imposed a fine and restriction.

  10. Final Notice 2018: Nicholas Newson [pdf]

    Final notices

    Published: 24/08/2018

    This FCA final notice (Nicholas Newson) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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