Publications

Showing 10591 to 10600 of 18820 search results.

10591. Final Notice 2018: Utilicon Limited [pdf]

       Final notices

       Published: 09/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10592. Final Notice 2018: David Hillier [pdf]

       Final notices

       Published: 09/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10593. Final Notice 2018: JMC Traders Limited [pdf]

       Final notices

       Published: 09/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10594. Final Notice 2018: Global Insurance Services Limited [pdf]

       Final notices

       Published: 09/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.

10595. Final Notice 2018: Christine Wright Services Limited [pdf]

       Final notices

       Published: 09/08/2018

       This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

10596. MiFID Fees and Levies Supplement Form: Retail [docx]

       Forms

       Published: 09/08/2018

10597. FCA Board Minutes: 27 and 28 June 2018 [pdf]

       Meeting minutes

       Published: 09/08/2018

10598. Final Notice 2018: Thinking: Health & Income Ltd [pdf]

       Final notices

       Published: 08/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed a cancellation.

10599. Final Notice 2018: Armstrong Investment Managers LLP [pdf]

       Final notices

       Published: 08/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.

10600. Final Notice 2018: Asset Trust Group (Paul Hammond trading as) [pdf]

       Final notices

       Published: 08/08/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and Investment advisory sector. We imposed a