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Christopher Woolard – Executive Director of Strategy & Competition: External, Board & Executive Committee Meetings [pdf]
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Research Note: EMIR data and derivatives market policies
In 2012, the European Union (EU) implemented the post-financial crisis G20 agreements on derivatives markets by adopting the European Market Infrastructure Regulation (EMIR). In this Research Note, we assess the impact of two key EMIR obligations -
Welsh Complaints Form: Cwynion yn erbyn y rheoleiddiwr [docx]
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DP18/7: Review of retained provisions of the Consumer Credit Act: Interim report [pdf]
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First Supervisory Notice 2018: P.F. International Limited [pdf]
First Supervisory Notice 2018: P.F. International Limited -
Review of retained provisions of the Consumer Credit Act: Final report
On 25 March 2019, we submitted our final report on the review of the retained provisions of the Consumer Credit Act 1974 (CCA), to HM Treasury. We have also published the report. -
CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation [pdf]
The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to -
CP18/21: General standards and communication rules for the payment services and e-money sectors [pdf]
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Impact Assessment: MiFID II product governance [pdf]
Extension of MiFID II product governance provisions to non-MiFID firms -
Number of skilled persons reports commissioned in Q1 2018/19 [pdf]