Publications
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FG18/7: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015
We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date. -
Final Notice 2018: MMC Car Repairs Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Murray Wilkinson [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
PS18/10: Policy Statement on retiring FG12/15 and FG14/1 [pdf]
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Voluntary Application for Imposition of Requirements: Barclays Bank plc [pdf]
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Final Notice 2018: Mr James Edward Staley [pdf]
This final notice (Mr James Edward Staley) refers to breaches of Individual Conduct Rule 2 (COCON 2.1.2) related to conflicts of interest (whistleblowing, CEO accountability) in the retail bank sector. We imposed a fine. -
Voluntary Application for Imposition of Requirements: Barclays Bank UK plc [pdf]
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Video transcript: Nick Miller on 'hard to value' assets [pdf]
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FCA Board Minutes: 21 and 22 March 2018 [pdf]
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PS18/10: Retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired.